DFV Deutsche Familienversicherung AG

3rd January 2019

NOT FOR DISTRIBUTION OR RELEASE, DIRECTLY OR INDIRECTLY, IN OR INTO THE UNITED STATES, CANADA, AUSTRALIA OR JAPAN OR ANY OTHER JURISDICTION IN WHICH THE DISTRIBUTION OR RELEASE WOULD BE UNLAWFUL. OTHER RESTRICTIONS ARE APPLICABLE. PLEASE SEE THE IMPORTANT NOTICE AT THE END OF THE NOTIFICATION.

Notification of exercise of Greenshoe-Option in accordance with Article 8 (f) of the Commission Delegated Regulation (EU) 2016/1052 of 8 March 2016

The option granted by DFV Deutsche Familienversicherung AG (ISIN DE000A2NBVD5; WKN A2NBVD; ticker symbol DFV) to Hauck & Aufhäuser Privatbankiers AG as stabilisation manager on behalf and for the account of the underwriters to purchase up to 570.000 additional shares in DFV Deutsche Familienversicherung AG at the offer price to the extent shares were placed under a securities loan in connection with over-allotments (so called Greenshoe-Option) was exercised by Hauck & Aufhäuser Privatbankiers AG in the amount of 507,745 shares on 2 January 2019.

Important Notice:

This announcement is for informational purposes only and is not intended to be regarded as a recommendation or offer to buy or sell securities in any jurisdiction or to underwrite or otherwise acquire or dispose of any legal area.

This announcement does not constitute an offer of securities for sale in the United States. The securities referred to above were and will not be issued pursuant to the United States Securities Act of 1933 and may not be offered or sold in the United States, provided that no registration or exemption from the registration obligation exists. The securities will not be publicly offered in the United States.

Contact:
Lutz Kiesewetter
Leiter Unternehmenskommunikation
Telefon: 069 74 30 46 396
Telefax: 069 74 30 46 46
E-Mail: [email protected]